Using Data to Stay Ahead of Risk: Introducing FINRA’s StratIntel Team

As the financial industry continues to evolve, it's important to stay ahead of emerging risks and trends. On this episode of FINRA Unscripted, the leaders of FINRA's new Strategic Intelligence and Analytics (StratIntel) team discuss how they are working to identify and analyze these industry developments. On this episode, we sit down with the leaders of the StratIntel team: Senior Vice President of Data and Analytics for Member Supervision Jim Reese, and his two Vice Presidents, Brita Bayatmakou and Clint Johnson. The three share insights on how this new team is evolving FINRA's approach to intelligence gathering and risk monitoring, and the innovative ways they are using data and analytics to support FINRA's mission of investor protection and market integrity. Resources mentioned in this episode: 2025 Regulatory Oversight Report 3110. Supervision Episode 168: Investing Wisely in 2025: Avoiding Scams and Achieving Your Financial Goals Episode 169: Unpacking FINRA’s 2025 Regulatory Oversight Report Find us: LinkedIn / X / YouTube / Facebook / Instagram / E-mail

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Using Data to Stay Ahead of Risk: Introducing FINRA’s StratIntel Team is an episode from FINRA Unscripted by FINRA.

This episode is 00:35:15 long.

This episode was published on Feb 11, 2025.

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