How FINRA Is Enhancing Member Firm Examinations
Examinations are a cornerstone of FINRA's regulatory oversight, but how we conduct them is evolving. As part of FINRA Forward, we're making...
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FINRA Unscripted
FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the...
FINRA Unscripted Podcast Guide
Listen to FINRA Unscripted, a Government & Organizations podcast by FINRA. Stream 60 episodes in English, follow new audio stories, and play episodes online on Radio and Podcast.
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20 of 60 episodesTrading Around the Clock: Inside FINRA's Trade Reporting Enhancements
Every time you check a stock price on your phone or watch a ticker scroll across a screen, you are seeing the result of a complex reporting...
How FINRA Is Streamlining Data Requests
Data is at the heart of everything we do at FINRA—from examining firms to detecting suspicious trading to protecting investors. But the proc...
Financial Security in 2026: Tips for Investors and How Firms Can Help
Financial security is about more than just building wealth: It's about resilience, preparation, and having the tools to weather whatever com...
Investors in the United States: Key Trends and Insights from the National Financial Capability Study
The FINRA Investor Education Foundation’s National Financial Capability Study is an expansive source of data and insights about the financia...
Navigating the 2026 Regulatory Oversight Report: Key Insights from FINRA Leadership
The Annual Regulatory Oversight Report is one of FINRA’s most valued resources for member firms—and this year, we're publishing it earlier t...
Making Your Voice Heard Through FINRA Member Engagement
As a self-regulatory organization, engagement with member firms is vital to FINRA’s success. On this episode, we highlight engagement opport...
Building Cybersecurity Resilience Through FINRA Forward
Today's cybersecurity threats aren't isolated incidents—they are sophisticated operations orchestrated by organized criminals and even natio...
A Conversation with FINRA CEO Robert Cook and Small Firm Advisory Committee Chair Preston Haxo
Small firms face unique challenges. The regulatory landscape is evolving rapidly. And the conversation between regulators and the regulated...
Encore | Investing Wisely in 2025: Avoiding Scams and Achieving Your Financial Goals
This episode originally aired in January 2025. Many of us view January as a time to make a fresh start, and as a time to bid farewell to bad...
Previewing FINRA’s Crypto and Blockchain Education Program
As member firm activity increases in blockchain and crypto assets, FINRA is launching a Crypto and Blockchain Education Program designed to...
National Financial Capability Study: Key Trends and Insights
In 2009, the FINRA Investor Education Foundation launched the first national study of financial capability of adults in the United States. S...
A Conversation With FINRA Chair Scott Curtis
Resources mentioned in this episode: Blog Post: Fee Rebate for FINRA Member Firms Blog Post: FINRA Forward Initiatives to Support Members, M...
Robert Cook on FINRA Forward, and More
FINRA Forward—New Initiatives to Support Members, Markets, and the Investors They Serve FINRA360 Request for Comment on Capital Formation Ru...
Vendor Vigilance: Navigating Third-Party Risk
Third-party risk is the most clicked-on topic in FINRA's 2025 Regulatory Oversight Report. But what is third-party risk and why are people s...
Protecting Investors: FINRA Securities Helpline for Seniors' 10th Anniversary
This month, we are marking the 10th anniversary of the FINRA Securities Helpline for Seniors—an important milestone for a critical service t...
Protecting Yourself from Financial Fraud: Navigating an Evolving Landscape
As we observe National Consumer Protection Week amid a growing and changing financial fraud landscape, the time is ripe to talk about the wa...
Using Data to Stay Ahead of Risk: Introducing FINRA’s StratIntel Team
As the financial industry continues to evolve, it's important to stay ahead of emerging risks and trends. On this episode of FINRA Unscripte...
Unpacking the 2025 FINRA Annual Regulatory Oversight Report
As a self-regulatory organization, information sharing is key to FINRA's pursuit of its mission of investor protection and market integrity....
Investing Wisely in 2025: Avoiding Scams and Achieving Your Financial Goals
Many of us view January as a time to make a fresh start, and as a time to bid farewell to bad habits. In thinking about your New Year's reso...