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Meryl Wiener on SEC Exam Priorities 2019
Warshaw Burstein partner Meryl Wiener examines the newly announced SEC Examination Priorities for 2019. She outlines what SEC registered entities, from established broker-dealers to newly-formed investment advisers to he...
About This Episode
Meryl Wiener on SEC Exam Priorities 2019 is an episode from WB Perspectives | Podcast Series by WB Perspectives | Podcast Series. Warshaw Burstein partner Meryl Wiener examines the newly announced SEC Examination Priorities for 2019. She ou...
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Published Mar 6, 2019, 00:31:20 long, audio available.
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