Ep. 183: Introduction to Quantum and Financial Services
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Ep. 145: Supervisory Intervention by Retail Conduct Supervisors
The nature of retail conduct supervision, which can often be more prescriptive and rules based, can result in different approaches to intervention. This TC Note and accompanying podcast discusses how supervisors should t...
About This Episode
Ep. 145: Supervisory Intervention by Retail Conduct Supervisors is an episode from Toronto Centre Podcasts by Toronto Centre. The nature of retail conduct supervision, which can often be more prescriptive and rules based, can result in diff...
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Episode Details
Published Apr 24, 2024, 0:25:32 long, audio available.
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