
Ep. 181: Executive Panel Session: Cyber and Operational Risk in the Quantum Era
Apr 29, 2026 - 1:01:08
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The nature of retail conduct supervision, which can often be more prescriptive and rules based, can result in different approaches to intervention. This TC Note and accompanying podcast discusses how supervisors should t...
Ep. 145: Supervisory Intervention by Retail Conduct Supervisors is an episode from Toronto Centre Podcasts by Toronto Centre. The nature of retail conduct supervision, which can often be more prescriptive and rules based, can result in diff...
This episode belongs to Toronto Centre Podcasts.
Use the player on this page to stream the episode online.
Published Apr 24, 2024, 0:25:32 long, audio available.
The nature of retail conduct supervision, which can often be more prescriptive and rules based, can result in different approaches to intervention. This TC Note and accompanying podcast discusses how supervisors should take a more proactive risk-based approach to dealing with potential areas of misconduct and apply the key principles of risk-based supervision to facilitate an earlier identification and remediation of issues. Speaker: Karen Badgerow, Program Leader, Toronto Centre Host: Chuin Hwei Ng, Senior Program Director, Toronto Centre Read the transcript here . Read their biographies here .
You can listen to Ep. 145: Supervisory Intervention by Retail Conduct Supervisors online on Radio and Podcast. Open the player on this page to stream the available audio.
Ep. 145: Supervisory Intervention by Retail Conduct Supervisors is an episode from Toronto Centre Podcasts by Toronto Centre.
This episode is 0:25:32 long.
This episode was published on Apr 24, 2024.
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Yes. This page shows related episodes from Toronto Centre Podcasts when more episodes are available from the podcast feed.