How FINRA Is Enhancing Member Firm Examinations
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A Conversation With FINRA Chair Scott Curtis
Resources mentioned in this episode: Blog Post: Fee Rebate for FINRA Member Firms Blog Post: FINRA Forward Initiatives to Support Members, Markets and the Investors They Serve Request for Comment: Outside Activities Rule...
About This Episode
A Conversation With FINRA Chair Scott Curtis is an episode from FINRA Unscripted by FINRA. Resources mentioned in this episode: Blog Post: Fee Rebate for FINRA Member Firms Blog Post: FINRA Forward Initiatives to Support Members, Markets an...
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This episode belongs to FINRA Unscripted.
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Episode Details
Published Jul 15, 2025, 00:28:11 long, audio available.
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Questions About This Episode
What is A Conversation With FINRA Chair Scott Curtis about?
Resources mentioned in this episode: Blog Post: Fee Rebate for FINRA Member Firms Blog Post: FINRA Forward Initiatives to Support Members, Markets and the Investors They Serve Request for Comment: Outside Activities Rule—2025-05 Rule Proposal: Gifts Rule—2025-003
Where can I listen to A Conversation With FINRA Chair Scott Curtis?
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Which podcast is A Conversation With FINRA Chair Scott Curtis from?
A Conversation With FINRA Chair Scott Curtis is an episode from FINRA Unscripted by FINRA.
How long is this episode?
This episode is 00:28:11 long.
When was this episode published?
This episode was published on Jul 15, 2025.
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Quick Answers About This Episode
Where can I listen to A Conversation With FINRA Chair Scott Curtis?
You can listen to A Conversation With FINRA Chair Scott Curtis on this page when the episode audio is available from the podcast feed.
Which podcast is this episode from?
A Conversation With FINRA Chair Scott Curtis is from FINRA Unscripted by FINRA.
What are the episode details?
Published Jul 15, 2025 and 00:28:11 long