Compliance into the Weeds: Episode 122-Changes to Sox 404(b)

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly (the coolest guy in compliance) and I take a deep dive into the proposed changes by the SEC into SOX 404(b) reporting and what it may well portend for the compliance practitioner. Some of the highlights include: Some of the highlights include: Is there an economic basis for the relaxation of SOX 404(b)? Will this increase IPOs or negatively impact small investors? What is the significance of losing independent outside auditors? How does impact the SOX 404(a) certification requirement? How can investors have assurance of internal controls going forward? What is the impact for CCOs under the FCPA or SEC enforcement thereon?

You can listen to Compliance into the Weeds: Episode 122-Changes to Sox 404(b) online on Radio and Podcast. Open the player on this page to stream the available audio.

Compliance into the Weeds: Episode 122-Changes to Sox 404(b) is an episode from FCPA Compliance Report by Thomas Fox.

This episode is 25:46 long.

This episode was published on May 8, 2019.

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